Homogenization of Rough Surfaces: Effective Surface Stress and Superficial Elasticity

Abstract: Relating microstructure to properties, electromagnetic, mechanical, thermal and their couplings has been a major focus of mechanics, physics and materials science. The majority of the literature focuses on deriving homogenized constitutive responses for macroscopic composites relating effective properties to various microstructural details. Due to large surface to volume ratio, phenomena at the nanoscale require consideration of surface energy effects and the latter are frequently used to interpret size-effects in material behavior. Elucidation of the effect of surface roughness on the surface stress and elastic behavior is relatively under-studied and quite relevant to the behavior of nanostructures. In this work, we present derivations that relate both periodic and random roughness to the effective surface elastic behavior. We find that the residual surface stress is hardly affected by roughness while the superficial elasticity properties are dramatically altered and, importantly, may also result in a change in its sign - this has ramifications in interpretation of sensing based on frequency measurement changes due to surface elasticity. We show that the square of resonance frequency of a cantilever beam with rough surface decreases as much as three times of its value for flat surface.