Domains for Dirac-Coulomb min-max levels

Abstract: We consider a Dirac operator in three space dimensions, with an electrostatic (i.e. real-valued) potential $V(x)$, having a strong Coulomb-type singularity at the origin. This operator is not always essentially self-adjoint but admits a distinguished self-adjoint extension $D_V$. In a first part we obtain new results on the domain of this extension, complementing previous works of Esteban and Loss. Then we prove the validity of min-max formulas for the eigenvalues in the spectral gap of $D_V$, in a range of simple function spaces independent of $V$. Our results include the critical case $\liminf_{x \to 0} |x| V(x)= -1$, with units such that $\hbar=mc^2=1$, and they are the first ones in this situation. We also give the corresponding results in two dimensions.