Risk ratios for contagious outcomes

Abstract: The risk ratio is a popular tool for summarizing the relationship between a binary covariate and outcome, even when outcomes may be dependent. Investigations of infectious disease outcomes in cohort studies of individuals embedded within clusters -- households, villages, or small groups -- often report risk ratios. Epidemiologists have warned that risk ratios may be misleading when outcomes are contagious, but the nature and severity of this error is not well understood. In this study, we assess the epidemiologic meaning of the risk ratio when outcomes are contagious. We first give a structural definition of infectious disease transmission within clusters, based on the canonical susceptible-infective epidemic model. From this standard characterization, we define the individual-level ratio of instantaneous risks (hazard ratio) as the inferential target, and evaluate the properties of the risk ratio as an estimate of this quantity. We exhibit analytically and by simulation the circumstances under which the risk ratio implies an effect whose direction is opposite that of the true individual-level hazard ratio. In particular, the risk ratio can be greater than one even when the covariate of interest reduces both individual-level susceptibility to infection, and transmissibility once infected. We explain these findings in the epidemiologic language of confounding and relate the direction bias to Simpson's paradox.