Natural-orbital representation of molecular electronic transitions

Abstract: This paper aims at introducing the formal foundations of the application of reduced density-matrix theory and Green's function theory to the analysis of molecular electronic transitions. For this sake, their mechanics, applied to specific objects containing information related to the passage and the interference between electronic states - the difference and the transition density operators - are rigorously introduced in a self-contained way. After reducing the corresponding $N$-body operators (where $N$ is the number of electrons in the system) using an operator partial-trace procedure, we derive the kernel of the reduced one-body difference and transition density operators, as well as the matrix representation of these operators in a finite-dimensional one-particle-state basis. These derivations are done in first and second quantization for the sake of completeness - the two formulations are equivalently present in the literature - and because second quantization is extensively used in a second part of the paper. Natural orbitals are introduced as appropriate bases for reducing the dimensionality of the problem and the complexity of the analysis of the transition phenomenon. Natural-orbital representation of density operators are often used as a tool to characterize the nature of molecular electronic transitions, so we suggest with this contribution to revisit their theoretical foundations in order to better understand the origin and nature of these tools.