Combinatorics of minimal absent words for a sliding window

Abstract: A string $w$ is called a minimal absent word (MAW) for another string $T$ if $w$ does not occur in $T$ but the proper substrings of $w$ occur in $T$. For example, let $\Sigma = {\mathtt{a, b, c}}$ be the alphabet. Then, the set of MAWs for string $w = \mathtt{abaab}$ is ${\mathtt{aaa, aaba, bab, bb, c}}$. In this paper, we study combinatorial properties of MAWs in the sliding window model, namely, how the set of MAWs changes when a sliding window of fixed length $d$ is shifted over the input string $T$ of length $n$, where $1 \leq d < n$. We present \emph{tight} upper and lower bounds on the maximum number of changes in the set of MAWs for a sliding window over $T$, both in the cases of general alphabets and binary alphabets. Our bounds improve on the previously known best bounds [Crochemore et al., 2020].