Beyond Topics: Discovering Latent Healthcare Objectives from Event Sequences

Abstract: A meaningful understanding of clinical protocols and patient pathways helps improve healthcare outcomes. Electronic health records (EHR) reflect real-world treatment behaviours that are used to enhance healthcare management but present challenges; protocols and pathways are often loosely defined and with elements frequently not recorded in EHRs, complicating the enhancement. To solve this challenge, healthcare objectives associated with healthcare management activities can be indirectly observed in EHRs as latent topics. Topic models, such as Latent Dirichlet Allocation (LDA), are used to identify latent patterns in EHR data. However, they do not examine the ordered nature of EHR sequences, nor do they appraise individual events in isolation. Our novel approach, the Categorical Sequence Encoder (CaSE) addresses these shortcomings. The sequential nature of EHRs is captured by CaSE's event-level representations, revealing latent healthcare objectives. In synthetic EHR sequences, CaSE outperforms LDA by up to 37% at identifying healthcare objectives. In the real-world MIMIC-III dataset, CaSE identifies meaningful representations that could critically enhance protocol and pathway development.