Trees and Turtles: Modular Abstractions for State Machine Replication Protocols

Abstract: We present two abstractions for designing modular state machine replication (SMR) protocols: trees and turtles. A tree captures the set of possible state machine histories, while a turtle represents a subprotocol that tries to find agreement in this tree. We showcase the applicability of these abstractions by constructing crash-tolerant SMR protocols out of abstract tree turtles and providing examples of tree turtle implementations. Tree turtles can also be extended to be made Byzantine fault-tolerant (BFT). The modularity of tree turtles allows a generic approach for adding a leader for liveness. We expect that these abstractions will simplify reasoning and formal verification of SMR protocols as well as facilitate innovation in protocol designs.