C-MCTS: Safe Planning with Monte Carlo Tree Search

Abstract: The Constrained Markov Decision Process (CMDP) formulation allows to solve safety-critical decision making tasks that are subject to constraints. While CMDPs have been extensively studied in the Reinforcement Learning literature, little attention has been given to sampling-based planning algorithms such as MCTS for solving them. Previous approaches perform conservatively with respect to costs as they avoid constraint violations by using Monte Carlo cost estimates that suffer from high variance. We propose Constrained MCTS (C-MCTS), which estimates cost using a safety critic that is trained with Temporal Difference learning in an offline phase prior to agent deployment. The critic limits exploration by pruning unsafe trajectories within MCTS during deployment. C-MCTS satisfies cost constraints but operates closer to the constraint boundary, achieving higher rewards than previous work. As a nice byproduct, the planner is more efficient w.r.t. planning steps. Most importantly, under model mismatch between the planner and the real world, C-MCTS is less susceptible to cost violations than previous work.