Maximizing Spectral and Energy Efficiency in Multi-user MIMO OFDM Systems with RIS and Hardware Impairment

Abstract: An emerging technology to enhance the spectral efficiency (SE) and energy efficiency (EE) of wireless communication systems is reconfigurable intelligent surface (RIS), which is shown to be very powerful in single-carrier systems. However, in multi-user orthogonal frequency division multiplexing (OFDM) systems, RIS may not be as promising as in single-carrier systems since an independent optimization of RIS elements at each sub-carrier is impossible in multi-carrier systems. Thus, this paper investigates the performance of various RIS technologies like regular (reflective and passive), simultaneously transmit and reflect (STAR), and multi-sector beyond diagonal (BD) RIS in multi-user multiple-input multiple-output (MIMO) OFDM broadcast channels (BC). This requires to formulate and solve a joint MIMO precoding and RIS optimization problem. The obtained solution reveals that RIS can significantly improve the system performance even when the number of RIS elements is relatively low. Moreover, we develop resource allocation schemes for STAR-RIS and multi-sector BD-RIS in MIMO OFDM BCs, and show that these RIS technologies can outperform a regular RIS, especially when the regular RIS cannot assist the communications for all the users.