The Entropy of Dynamical Black Holes

Abstract: We propose a new formula for the entropy of a dynamical black hole$-$valid to leading order for perturbations off of a stationary black hole background$-$in an arbitrary classical diffeomorphism covariant Lagrangian theory of gravity in $n$ dimensions. In stationary eras, this formula agrees with the usual Noether charge formula, but in nonstationary eras, we obtain a nontrivial correction term. In general relativity, our formula for the entropy of a dynamical black hole is $1/4$ of the horizon area plus a term involving the integral of the expansion of the null generators of the horizon, which we show is $1/4$ of the area of the apparent horizon to leading order. Our formula for entropy in a general theory of gravity obeys a "local physical process version" of the first law of black hole thermodynamics. For first order perturbations sourced by external matter that satisfies the null energy condition, our entropy obeys the second law of black hole thermodynamics. For vacuum perturbations, the second law is obeyed at leading order if and only if the "modified canonical energy flux" is positive (as is the case in general relativity but presumably would not hold in general theories). We obtain a general relationship between our formula for the entropy of a dynamical black hole and a formula proposed independently by Dong and by Wall. We then consider the generalized second law in semiclassical gravity for first order perturbations of a stationary black hole. We show that the validity of the quantum null energy condition (QNEC) on a Killing horizon is equivalent to the generalized second law using our notion of black hole entropy but using a modified notion of von Neumann entropy for matter. On the other hand, the generalized second law for the Dong-Wall entropy is equivalent to an integrated version of QNEC, using the unmodified von Neumann entropy for the entropy of matter.