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Knowledge Navigator: LLM-guided Browsing Framework for Exploratory Search in Scientific Literature

Published 28 Aug 2024 in cs.IR, cs.AI, and cs.CL | (2408.15836v1)

Abstract: The exponential growth of scientific literature necessitates advanced tools for effective knowledge exploration. We present Knowledge Navigator, a system designed to enhance exploratory search abilities by organizing and structuring the retrieved documents from broad topical queries into a navigable, two-level hierarchy of named and descriptive scientific topics and subtopics. This structured organization provides an overall view of the research themes in a domain, while also enabling iterative search and deeper knowledge discovery within specific subtopics by allowing users to refine their focus and retrieve additional relevant documents. Knowledge Navigator combines LLM capabilities with cluster-based methods to enable an effective browsing method. We demonstrate our approach's effectiveness through automatic and manual evaluations on two novel benchmarks, CLUSTREC-COVID and SCITOC. Our code, prompts, and benchmarks are made publicly available.

Summary

  • The paper introduces Knowledge Navigator, a framework that combines LLMs and clustering methods to structure broad scientific literature into navigable topics.
  • It employs a multi-step process including corpus construction, subtopic clustering with UMAP and GMM, and LLM-based thematic organization achieving an 88% subtopic title match rate.
  • Evaluation on ClusTREC-COVID and SciTOC benchmarks shows up to 7.4% precision@K and 14.2% recall@K improvements, highlighting its practical impact.

Knowledge Navigator: An LLM-guided Browsing Framework for Exploratory Search in Scientific Literature

Introduction

The rapid expansion of scientific literature has necessitated the development of advanced methodological frameworks to facilitate effective knowledge navigation and retrieval. This paper introduces "Knowledge Navigator," a system combining LLMs and cluster-based methods to enhance the exploratory search capabilities by organizing retrieved scientific documents into a hierarchical, navigable structure of topics and subtopics. The system addresses limitations inherent in traditional search engines, particularly in handling broad topical queries which often return extensive lists of potential documents, overwhelming researchers and obscuring significant subtopics or connections.

Methodology

Knowledge Navigator operationalizes a multi-step process to structure and refine broad-topic search results:

  1. Corpus Construction: Initial topical queries are issued against major search engines like Google Scholar, retrieving a large corpus of documents.
  2. Subtopic Clustering: Documents are embedded and clustered using methods like Gaussian Mixture Models (GMM), with dimensionality reduction via UMAP to facilitate effective groupings.
  3. Cluster Reader: This LLM-based component analyzes clusters to name and describe them, filtering out irrelevant content based on its relation to the broad query.
  4. Thematic Organization: Clusters are further organized into higher-level thematic groups by another LLM component, enhancing the navigation and interpretability of broad topic landscapes.
  5. Subtopic Expander: This final step generates queries from subtopics to retrieve additional relevant documents for deeper exploration.

Evaluation

The effectiveness of the Knowledge Navigator was assessed using two novel benchmarks: ClusTREC-COVID and SciTOC.

  • ClusTREC-COVID: This benchmark, adapted from TREC-COVID, evaluates document clustering and retrieval relevance. It demonstrated that Knowledge Navigator effectively identifies and organizes subtopics within broad scientific queries.
  • SciTOC: This dataset includes annotated tables of contents from "Annual Reviews" journals and was used to evaluate the system's ability to replicate human-like organization of scientific content. Results indicated that Knowledge Navigator successfully covered and expanded the topics with high precision.

Numerical Results

Evaluations showed that:

  • ClusTREC-COVID clustering achieved the highest adjusted Rand Index score of 0.516 using the text-embedding-3-large model, significantly outperforming random clustering.
  • Cluster Reader achieved an 88% subtopic title match rate, confirming its ability to generate meaningful titles and descriptions.
  • Subtopic Expander, when evaluated on TREC-COVID, showed up to 7.4% improvements in precision@K and 14.2% in recall@K over original queries.
  • In the SciTOC benchmark, Knowledge Navigator covered an average of 71.6% of the review headers present in human-authored tables of contents while generating a significant number of novel subtopics, reaffirming its comprehensive coverage capabilities.

Implications and Future Directions

The introduction of Knowledge Navigator demonstrates the practical utility of integrating LLMs with clustering technologies to navigate expansive scientific literatures. This blended approach offers a structured alternative to traditional search engines, enhancing the user's ability to explore broad topics efficiently. The implications of this work are notable:

  • Theoretical Advancements: It provides a tested framework demonstrating the potential of LLMs in augmenting IR systems with hierarchical content organization.
  • Practical Applications: Knowledge Navigator can be adapted to various domains requiring in-depth literature reviews, potentially becoming an integral part of academic research tools.

Future developments could explore:

  • Enhanced Corpus Quality: Refining retrieval strategies to improve the initial corpus quality and ensure comprehensive topic coverage.
  • User Interface Design: Developing intuitive UIs to leverage Knowledge Navigator’s capabilities, optimizing user navigation and experience.
  • Application to RAG Systems: The structured outputs of Knowledge Navigator could be integrated into Retrieval-Augmented Generation (RAG) systems, enhancing the groundedness and utility of LLM responses in diverse applications.

Conclusion

Knowledge Navigator offers a robust framework for the systematic organization and exploration of scientific literature, addressing the challenges of broad topical queries with precision and depth. This approach highlights the potential for LLMs to transform traditional IR methodologies, paving the way for innovative applications in various scientific and academic domains.

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