Resource-Efficient Federated Fine-Tuning Large Language Models for Heterogeneous Data

Abstract: Fine-tuning LLMs via federated learning, i.e., FedLLM, has been proposed to adapt LLMs for various downstream applications in a privacy-preserving way. To reduce the fine-tuning costs on resource-constrained devices, FedLoRA is proposed to fine-tune only a small subset of model parameters by integrating low-rank adaptation (LoRA) into FedLLM. However, apart from resource constraints, there is still another critical challenge, i.e., data heterogeneity, severely hindering the implementation of FedLoRA in practical applications. Herein, inspired by the previous group-based federated learning paradigm, we propose a hierarchical FedLoRA framework, termed HierFedLoRA, to address these challenges. Specifically, HierFedLoRA partitions all devices into multiple near-IID groups and adjusts the intra-group aggregation frequency for each group to eliminate the negative effects of non-IID data. Meanwhile, to reduce the computation and communication cost, HierFedLoRA dynamically assigns diverse and suitable fine-tuning depth (i.e., the number of continuous fine-tuning layers from the output) for each group. HierFedLoRA explores jointly optimizing aggregation frequency and depth upon their coupled relationship to better enhance the performance of FedLoRA. Extensive experiments are conducted on a physical platform with 80 commercial devices. The results show that HierFedLoRA improves the final model accuracy by 1.6% to 4.2%, speeding up the fine-tuning process by at least 2.1$\times$, compared to the strong baselines.