Ensuring Safe and Smooth Control in Safety-Critical Systems via Filtered Control Barrier Functions

Abstract: In safety-critical control systems, ensuring both system safety and smooth control input is essential for theoretical guarantees and practical deployment. Existing Control Barrier Function (CBF) frameworks, especially High-Order CBFs (HOCBFs), effectively enforce safety constraints but often lead to nonsmooth or discontinuous control inputs that can degrade system performance or violate actuator limitations. This paper introduces Filtered Control Barrier Functions (FCBFs), which extend HOCBFs by incorporating an auxiliary dynamic system - referred to as input regularization filter - to produce Lipschitz continuous control inputs. The proposed framework ensures safety, control bounds, and smoothness simultaneously by integrating FCBFs and HOCBFs within a unified quadratic program (QP). Theoretical guarantees are provided and simulations on a unicycle model demonstrate the effectiveness of the proposed method compared to standard and smoothness-penalized HOCBF approaches.