Heterogeneous Federated Learning with Prototype Alignment and Upscaling

Abstract: Heterogeneity in data distributions and model architectures remains a significant challenge in federated learning (FL). Various heterogeneous FL (HtFL) approaches have recently been proposed to address this challenge. Among them, prototype-based FL (PBFL) has emerged as a practical framework that only shares per-class mean activations from the penultimate layer. However, PBFL approaches often suffer from suboptimal prototype separation, limiting their discriminative power. We propose Prototype Normalization (ProtoNorm), a novel PBFL framework that addresses this limitation through two key components: Prototype Alignment (PA) and Prototype Upscaling (PU). The PA method draws inspiration from the Thomson problem in classical physics, optimizing global prototype configurations on a unit sphere to maximize angular separation; subsequently, the PU method increases prototype magnitudes to enhance separation in Euclidean space. Extensive evaluations on benchmark datasets show that our approach better separates prototypes and thus consistently outperforms existing HtFL approaches. Notably, since ProtoNorm inherits the communication efficiency of PBFL and the PA is performed server-side, it is particularly suitable for resource-constrained environments.