Handling Open-Vocabulary Constructs in Formalizing Specifications: Retrieval-Augmented Parsing with Expert Knowledge

Abstract: We study the problem of Open-Vocabulary Constructs(OVCs) -- ones not known beforehand -- in the context of converting natural language (NL) specifications into formal languages (e.g., temporal logic or code). Models fare poorly on OVCs due to a lack of necessary knowledge a priori. In such situations, a domain expert can provide correct constructs at inference time based on their preferences or domain knowledge. Our goal is to effectively reuse this inference-time, expert-provided knowledge for future parses without retraining the model. We present dynamic knowledge-augmented parsing(DKAP), where in addition to the input sentence, the model receives (dynamically growing) expert knowledge as a key-value lexicon that associates NL phrases with correct OVC constructs. We propose ROLex, a retrieval-augmented parsing approach that uses this lexicon. A retriever and a generator are trained to find and use the key-value store to produce the correct parse. A key challenge lies in curating data for this retrieval-augmented parser. We utilize synthetic data generation and the data augmentation techniques on annotated (NL sentence, FL statement) pairs to train the augmented parser. To improve training effectiveness, we propose multiple strategies to teach models to focus on the relevant subset of retrieved knowledge. Finally, we introduce a new evaluation paradigm modeled after the DKAP problem and simulate the scenario across three formalization tasks (NL2LTL, NL2Code, and NL2CMD). Our evaluations show that DKAP is a difficult challenge, and ROLex helps improve the performance of baseline models by using dynamic expert knowledge effectively.