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A Complete Proof of the Simon--Lukic Conjecture for Higher-Order Szegő Theorems

Published 18 Jan 2026 in math.SP | (2601.12332v1)

Abstract: This paper provides a complete proof of Simon-Lukic conjecture for orthogonal polynomials on the unit circle. For a probability measure $dμ= w(θ) \frac{dθ}{2π} + dμs$ with Verblunsky coefficients $α={α_n}{n=0}\infty$, distinct singular points $(θk){k=1}{\ell}$, and multiplicities $(m_k){k=1}{\ell}$, we establish the equivalence between the entropy condition [ \int_0{2π} \prod{k=1}{\ell} [1 - \cos(θ- θk)]{m_k} \log w(θ) \frac{dθ}{2π} > -\infty ] and the decomposition condition [ \exists β{(1)}, \ldots, β{(\ell)} : α= \sum{k=1}\ell β{(k)} \,\, \text{with} \,\, (S - e{-iθ_k}){m_k} β{(k)} \in \ell2, \,\, β{(k)} \in \ell{2m_k + 2}. ] The proof synthesizes unitary transformations, discrete Sobolev-type inequalities, higher-order Szegő expansions, and a novel algebraic decomposition technique. Our resolution affirms that spectral theory is fundamentally local-global behavior emerges from the superposition of local resonances, each governed by its intrinsic scale.

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