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r-Summing Hankel Operators in Function Spaces

Updated 10 January 2026
  • The paper establishes that an r-summing Hankel operator on Fock spaces is equivalent to having its symbol in the IDA space, linking the r-summing norm with localized L^p oscillations.
  • Key methodologies include Rademacher function techniques, Khintchine inequalities, and Carleson embedding estimates to derive precise norm equivalences.
  • Applications extend to weighted Bergman spaces, illustrating the Berger–Coburn phenomenon and symmetry properties, and highlighting broader operator ideal implications.

An rr-summing Hankel operator is a bounded linear operator of Hankel type, acting between function spaces, that satisfies a quantitative summability condition indexed by r[1,)r \in [1, \infty). These operators generalize the classical notions of compactness and Schatten class in operator theory, and their rr-summing norm is closely related to localized LpL^p oscillations of the symbol function and to intrinsic function space structures. This article presents the primary definitions, structural characterizations, and main theorems for rr-summing Hankel operators on both Fock and Bergman spaces, including a discussion of associated phenomena and applications.

1. Fock Spaces and Hankel Operators

Let α>0\alpha > 0 and 1p<1 \leq p < \infty. The Gaussian weighted Lebesgue space on Cn\mathbb{C}^n is

Lαp={f measurable:fp,αp=Cnf(z)peαp2z2dv(z)<},L^p_\alpha = \left\{f \ \text{measurable} : \|f\|_{p,\alpha}^p = \int_{\mathbb{C}^n} |f(z)|^p e^{-\frac{\alpha p}{2}|z|^2} dv(z) < \infty \right\},

where dvdv denotes Lebesgue measure. The holomorphic Fock space is then r[1,)r \in [1, \infty)0, a Banach space for r[1,)r \in [1, \infty)1.

Given a symbol r[1,)r \in [1, \infty)2 such that r[1,)r \in [1, \infty)3 for all r[1,)r \in [1, \infty)4, the Hankel operator on Fock space is defined by

r[1,)r \in [1, \infty)5

where r[1,)r \in [1, \infty)6 is the orthogonal projection from r[1,)r \in [1, \infty)7 onto r[1,)r \in [1, \infty)8, with kernel r[1,)r \in [1, \infty)9 and normalized kernel rr0.

For weighted Bergman spaces on the unit ball rr1, define

rr2

Given rr3, the big Hankel operator rr4 and the little Hankel operator rr5 are defined via projections rr6, rr7 acting on rr8.

2. Definition and Norm of rr9-Summing Operators

A bounded operator LpL^p0 between Banach spaces is called absolutely LpL^p1-summing (LpL^p2) if there exists LpL^p3 such that for every finite sequence LpL^p4,

LpL^p5

The infimum of all such LpL^p6 is the LpL^p7-summing norm LpL^p8. By Pietsch factorization, the LpL^p9-summing property admits a probabilistic domination:

rr0

for some probability measure rr1 on the dual unit ball.

3. IDA Spaces, Oscillation Norms, and Characterization

For rr2 and rr3, define the local approximation error

rr4

where rr5 is the ball of radius rr6. For rr7, set

rr8

Norms for different rr9 are equivalent; typically α>0\alpha > 00 is used. The crucial exponent α>0\alpha > 01 is defined by the piecewise formula: α>0\alpha > 02

4. Main Theorem: Equivalence of α>0\alpha > 03-Summing Norm and IDA-Norm

For α>0\alpha > 04 and α>0\alpha > 05, the following equivalence holds:

α>0\alpha > 06

with two-sided estimates

α>0\alpha > 07

for constants α>0\alpha > 08 depending on α>0\alpha > 09 (Hu et al., 3 Jan 2026). The proof bifurcates into three regimes according to 1p<1 \leq p < \infty0 and exploits Rademacher function techniques, Khintchine inequalities, and cotype-based decompositions. The reverse direction utilizes a decomposition into holomorphic plus error parts with estimates based on Carleson embedding characterizations.

For weighted Bergman spaces, analogous theorems hold. The 1p<1 \leq p < \infty1-summing norm of the big Hankel operator 1p<1 \leq p < \infty2 is given by

1p<1 \leq p < \infty3

where 1p<1 \leq p < \infty4, and 1p<1 \leq p < \infty5 depends on 1p<1 \leq p < \infty6 in a piecewise manner (Fan et al., 27 Nov 2025).

5. Berger-Coburn Phenomenon and Symmetry Properties

A phenomenon particular to 1p<1 \leq p < \infty7-summing Hankel operators is the Berger–Coburn phenomenon (BCP): For the operator ideal 1p<1 \leq p < \infty8 on 1p<1 \leq p < \infty9 symbols, BCP holds if for every bounded symbol Cn\mathbb{C}^n0,

Cn\mathbb{C}^n1

The key estimate (Proposition 4.1 in (Hu et al., 3 Jan 2026)) gives

Cn\mathbb{C}^n2

yielding

Cn\mathbb{C}^n3

with norm equivalence Cn\mathbb{C}^n4. Thus BCP holds for all Cn\mathbb{C}^n5-summing Hankel operators.

6. Special Cases and Corollaries

  • For Cn\mathbb{C}^n6 (Hilbert–Schmidt case), Cn\mathbb{C}^n7. Then Cn\mathbb{C}^n8 iff Cn\mathbb{C}^n9, and Lαp={f measurable:fp,αp=Cnf(z)peαp2z2dv(z)<},L^p_\alpha = \left\{f \ \text{measurable} : \|f\|_{p,\alpha}^p = \int_{\mathbb{C}^n} |f(z)|^p e^{-\frac{\alpha p}{2}|z|^2} dv(z) < \infty \right\},0.
  • For Lαp={f measurable:fp,αp=Cnf(z)peαp2z2dv(z)<},L^p_\alpha = \left\{f \ \text{measurable} : \|f\|_{p,\alpha}^p = \int_{\mathbb{C}^n} |f(z)|^p e^{-\frac{\alpha p}{2}|z|^2} dv(z) < \infty \right\},1, any Lαp={f measurable:fp,αp=Cnf(z)peαp2z2dv(z)<},L^p_\alpha = \left\{f \ \text{measurable} : \|f\|_{p,\alpha}^p = \int_{\mathbb{C}^n} |f(z)|^p e^{-\frac{\alpha p}{2}|z|^2} dv(z) < \infty \right\},2: Lαp={f measurable:fp,αp=Cnf(z)peαp2z2dv(z)<},L^p_\alpha = \left\{f \ \text{measurable} : \|f\|_{p,\alpha}^p = \int_{\mathbb{C}^n} |f(z)|^p e^{-\frac{\alpha p}{2}|z|^2} dv(z) < \infty \right\},3; again, Lαp={f measurable:fp,αp=Cnf(z)peαp2z2dv(z)<},L^p_\alpha = \left\{f \ \text{measurable} : \|f\|_{p,\alpha}^p = \int_{\mathbb{C}^n} |f(z)|^p e^{-\frac{\alpha p}{2}|z|^2} dv(z) < \infty \right\},4.
  • For Lαp={f measurable:fp,αp=Cnf(z)peαp2z2dv(z)<},L^p_\alpha = \left\{f \ \text{measurable} : \|f\|_{p,\alpha}^p = \int_{\mathbb{C}^n} |f(z)|^p e^{-\frac{\alpha p}{2}|z|^2} dv(z) < \infty \right\},5, Lαp={f measurable:fp,αp=Cnf(z)peαp2z2dv(z)<},L^p_\alpha = \left\{f \ \text{measurable} : \|f\|_{p,\alpha}^p = \int_{\mathbb{C}^n} |f(z)|^p e^{-\frac{\alpha p}{2}|z|^2} dv(z) < \infty \right\},6 arbitrary: Retrieve characterization of Lαp={f measurable:fp,αp=Cnf(z)peαp2z2dv(z)<},L^p_\alpha = \left\{f \ \text{measurable} : \|f\|_{p,\alpha}^p = \int_{\mathbb{C}^n} |f(z)|^p e^{-\frac{\alpha p}{2}|z|^2} dv(z) < \infty \right\},7-summing Hankel operators in terms of the Lαp={f measurable:fp,αp=Cnf(z)peαp2z2dv(z)<},L^p_\alpha = \left\{f \ \text{measurable} : \|f\|_{p,\alpha}^p = \int_{\mathbb{C}^n} |f(z)|^p e^{-\frac{\alpha p}{2}|z|^2} dv(z) < \infty \right\},8 IDA-norm.
  • For Bergman spaces, when Lαp={f measurable:fp,αp=Cnf(z)peαp2z2dv(z)<},L^p_\alpha = \left\{f \ \text{measurable} : \|f\|_{p,\alpha}^p = \int_{\mathbb{C}^n} |f(z)|^p e^{-\frac{\alpha p}{2}|z|^2} dv(z) < \infty \right\},9, dvdv0 and dvdv1; e.g., for dvdv2, dvdv3, dvdv4 is absolutely summing iff dvdv5.

7. Extensions and Further Remarks

All results for Fock spaces extend verbatim to general Fock-type spaces dvdv6 under the uniform convexity condition dvdv7 [HV22, HV23]. Analogous characterizations are expected for doubling Fock spaces (Christ–Massaneda–Ortega-Cerdà) and for Toeplitz operators (see Hu–Wang, arXiv (Hu et al., 24 Sep 2025)).

The scale of IDA spaces interpolates between classical function spaces such as BMO and the limiting compactness/Schatten class characterizations as dvdv8, dvdv9. The methods—Pietsch’s domination theorem and Khintchine inequalities—are robust and may be applicable to other reproducing kernel Hilbert/Banach settings.

A plausible implication is that r[1,)r \in [1, \infty)00-summing characterizations provide a unified framework for absolute summability, covering both trace and compactness properties, and distinguishing operator ideals in holomorphic function space settings (Hu et al., 3 Jan 2026, Fan et al., 27 Nov 2025).

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